EPSTEIN
page 2 / 284 . OCR, unverified
50.31
J.P. MORGAN SECURITIES INC.
TRADE DATE 07/30/10
(120,500.000)
24.652
2,970,584 38
(3,012,500.00)
(41,915.62) S'
8/4
Sale
MOLYCORP INC
(5,000.000)
12.20
60,999.36
(70,000.00)
(9,000.64) 5'
@ 12.25008
61,250.40
BROKERAGE
250.00
TAX 8JOR SEC
104
J.P. MORGAN SECURITIES INC
TRADE DATE 07/30/10
Page 24 of 39
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00013489
SDNY_GM_00282687
EFTA01491290
--- SOURCE: IMAGES__0103__EFTA01491291.txt ---
METADATA_SOURCE: IMAGES0103
METADATA_FILENAME: EFTA01491291.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 8/1/10 to 8/31/10
Trade
Date
Settlement
Date
Type
Description
Quantity
Per Unit
Amount
Proceeds
Tax Cost
Reakzed
Gain/Loss
Settled Sates/MaturitiesrRedemptions
7/30
&4
&2
8,5
8/3
8/6
&4
8.9
Sale
STRATEGIC HOTELS & RESORTS INC
(20,000.000)
4.601
92,023.22
(92,000.00)
23.22 S'
Sale
Sale
JPM CHASE CAPITAL XXIX
JPM CHASE CAPITAL XXIX
(161400.000)
24.668
3,747,071.06
(3,797400.00)
(50,429.94) S
(110,776.000)
24.67
2,732,803.18
(2,769,400.00)
(36,596.82) S
Sale
XCEL ENERGY INC
(20,000.000)
21.597
431,935.68
(430.000.00)
1,935.88
Page 25 of 39
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 13490
SDNY_GM_00282688
EFTA01491291
--- SOURCE: IMAGES__0103__EFTA01491292.txt ---
METADATA_SOURCE: IMAGES0103
METADATA_FILENAME: EFTA01491292.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 8/1/10 to 8/31/10
Trade
Settlement
Date
Date
Type
Description
Per Unit
Realized
Quantity
Amount
Proceeds
Tax Cost
Gairi/Loss
Settled Sates/Maturities/Redemptions
&12
&17
Sale
MEDIAMIND TECHNOLOGIES INC
(1,500.000)
10.883
16,024.72
(17,250.00)
(1,225.28) S
© 10.75
18,125.00
BROKERAGE
100.00
TAX 8/OR SEC
.26
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/12/10
8,13
&18
Sale
SUN HEALTHCARE GROUP INC
(2,000.000)
7.931
15,861.73
(15,500.00)
361.73 S
ig 7.981
15,962.00
BROKERAGE
100.00
TAX 8/OR SEC
.27
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/13/10
8/17
8/20
Sale
AMERICAN CAMPUS COMMUNMES INC
(2,000.000)
27.60
55,199.06
(54,000.00)
1,199.06 S
. 27.85
55,300.00
BROKERAGE
100.00
TAX 8JOR SEC
.94
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/17/10
8/18
8/23
Sale
PENNANTPARK INVESTMENTCO*1P
(4,000.000)
10.09
40,359.31
(40,600.00)
(240.69) S
fa 10.14
40,560.00
BROKERAGE
200.00
TAX 8JOR SEC
.69
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/18/10
8,24
8,26
Option Buyback
RECEIVER SWAPTION CALL
10,000,000 INTEREST RATE SWAP
STRIKE 4.35% S 30/360 VS 3ML
EXP DATE 06/31/2010 DEAL 5167546
BUY BACK OTC CALL
SWAPTION UNWIND • REF* 5167546
TRADE DATE 08/24/10
1.000 2285,000.00
(2,285,000.00)
1,103,500.00
(1,181,500.00) S
Total Settled Sales/Maturities/Redemptions
58,902,465.88
(510.233,200.00)
(51,330.734.12) S
Page 27 of 39
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00013492
SDNY_GM_00282690
EFTA01491292
--- SOURCE: IMAGES__0103__EFTA01491293.txt ---
METADATA_SOURCE: IMAGES0103
METADATA_FILENAME: EFTA01491293.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 8/1/10 to 8/31/10
Trade
Date
Settlement
Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Settled
7.29
8.3
4
8/10
Securities Purchased
3
8/10
Purchase
MOLYCORP INC
ta 14.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 07/29/10
10.000.000
14.00
(140.000.00) •
Purchase
XCEL ENERGY INC
@ 21.50
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/03/10
20.000.000
21.50
(430,000.00)
Purchase
ARBON EDUCATION HOLDING
ND/R
10.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/04/10
10,000.000
10.00
(100,000.00)
8/13
Purchase
MOLINA HEALTHCARE INC
27.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/10/10
2,500.000
27.00
(67,500.00)
8/10
8/16
Purchase
MEDIAMIND TECHNOLOGIES INC
@ 11.50
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/10/10
3,000.000
11.50
(34,500.00)
8/12
8/17
Purchase
COTT CORPORATION
5.60
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/12/10
4,750.000
5.60
(26,600.00)
8/12
8/17
Purchase
GRUPO AEROPORTUARIO DEL SURESTE
S.A.B. DE C.V.
44.80
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/12/10
7,500.000
44.80
(338,000.00)
Page 28 of 39
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00013493
SDNY_GM_00282691
EFTA01491293
--- SOURCE: IMAGES__0103__EFTA01491294.txt ---
METADATA_SOURCE: IMAGES0103
METADATA_FILENAME: EFTA01491294.pdf
----------------------------------------
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 8/1/10 to 8/31/10
Portfolio Activity Summary - Australia Dollar
US Dollar Value
Local Value
Current
Transactions
Period Value
Year-To-Date
Value'
Current
Period Value
Year-To-Date
Value•
Beginning Cash Balance